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Advisor at VISTA FINANCE, LLC
CLAYTON, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| VISTA FINANCE, LLC | Independent wealth | Mar 1, 2021 | n/a | yes | CLAYTON, MO | Current employment |
| M&I FINANCIAL ADVISORS, INC. | Former SEC adviser | Mar 19, 2009 | Mar 30, 2010 | no | ST. LOUIS, MO | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | Feb 11, 2003 | Apr 21, 2008 | no | ST. LOUIS, MO|ST. LOUIS, MO | Previous registration |
| STRONG CAPITAL MANAGEMENT INC | n/a | Oct 25, 1999 | Jan 22, 2003 | no | MENOMONEE FALLS, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M&I FINANCIAL ADVISORS, INC. | VISTA FINANCE, LLC | Mar 30, 2010 | Mar 1, 2021 | 3,989 | Firm change after gap | Other |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | M&I FINANCIAL ADVISORS, INC. | Apr 21, 2008 | Mar 19, 2009 | 332 | Firm change | Other |
| STRONG CAPITAL MANAGEMENT INC | BANC OF AMERICA INVESTMENT SERVICES, INC. | Jan 22, 2003 | Feb 11, 2003 | 20 | Firm change | Other |