E•••• S••••

Advisor at J••• M••••• S••••••••• L••

Portland, OR | SAN FRANCISCO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5335b5a5-45c1-2981-696f-43613cb77b92

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Aug 23, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••• M••••• S••••••••• L••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Dec 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J••• M••••• S••••••••• L••	Wirehouse	Nov 20, 2023	n/a	yes	SAN FRANCISCO, CA\|Portland, OR	Current employment
J••• M••••• P•••••• W••••• A••••••• L••	Former SEC adviser	Aug 9, 2022	Mar 21, 2025	no	Portland, OR\|Portland, OR

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• P•••••• W••••• A••••••• L••	J••• M••••• S••••••••• L••	Mar 21, 2025	Nov 20, 2023	-487	Bulk transfer	Ibd to wirehouse
D••• D••••••• • C••	J••• M••••• P•••••• W••••• A••••••• L••	Jul 19, 2022	Aug 9, 2022

Relationships

Registered with (3)

→ J••• M••••• S••••••••• L••Registered adviserregistration: current employment
Nov 20, 2023 to presentfactForm ADV
→ J••• M••••• P•••••• W••••• A••••••• L••Registered adviserregistration: previous registration
Aug 9, 2022 to Mar 21, 2025factForm ADV
→ D••• D••••••• • C••Registered adviserregistration: previous registration
Aug 23, 2021 to Jul 19, 2022factForm ADV

Dated events

Occurred
Jul 19, 2022
Advisor changed firm
E•••• S•••• left D••• D••••••• • C•• for J••• M••••• P•••••• W••••• A••••••• L•• (registered 2022-08-09)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5335b5a5-45c1-2981-696f-43613cb77b92
First observed: Aug 23, 2021
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.