DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

EIM MANAGEMENT (USA) INC

EIM MANAGEMENT (USA) INC., CRD 108078

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:533f39d6-6b08-b57e-1dff-1ab976e37ab5

Data as of Oct 8, 2014 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 6:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Mar 27, 2012 to Oct 8, 2014
15 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 8
Advisory employees: 5
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $29.2Mgross asset value as reported per fund; never fund size
Custody, client assets: $697,366
SEC number: 801-56520
CRD: 108078
Filings on the tape: 15
First filed: Mar 27, 2012
Latest filed: Oct 8, 2014
Organised: Corporation, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
EIM OPPORTUNITY LP	Hedge Fund	$45.9M	Jan 24, 2013	6	Mar 27, 2012	dropped	021-129953
DAIWA EIM MULTI-STRATEGY FUND	Hedge Fund	$34.4M	Jan 24, 2013	1	Mar 27, 2012	dropped	n/a
EIM ALTERNATIVE ASSET PORTFOLIO II, LLC	Hedge Fund	$29.2M	Oct 8, 2014	1	Mar 27, 2012	reported	021-129952

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ALBION TRUST	Owner	E	yes	04/1999	Mar 27, 2012	Oct 8, 2014
EIM PARTICIPATIONS LUXEMBOURG S.A.	DIRECT OWNER	E	yes	12/2007	Jan 24, 2013	Oct 8, 2014
ROZEL TRUSTEES (CHANNEL ISLANDS) LTD	Trustee	E	yes	12/2007	Jan 24, 2013	Oct 8, 2014
BIOLLAY, ROLAND, FLORIAN	BOARD OF DIRECTORS, CHIEF COMPLIANCE OFFICER	Na	no	05/2013	Mar 27, 2012	Oct 8, 2014
BISSONNIER, ERIC, TONY	CHIEF STRATEGIST	Na	no	03/2011	Oct 19, 2012	Oct 8, 2014
WARD, JOHN, SCOTT	MANAGING DIRECTOR, HEAD OF OPERATIONAL DUE DILIGENCE	Na	no	06/2013	Jun 27, 2013	Oct 8, 2014

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
E.I.M. S.A.	n/a	n/a	n/a	N	yes	n/a
EIM (UNITED KINGDOM) LTD	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2013	Mar 28, 2014	n/a	n/a	8	5	n/a	1	$29.2M
2012	Mar 28, 2013	$168M	$63.7M	8	5	n/a	1	$63.7M
2011	Mar 29, 2012	$466M	$202M	n/a	n/a	n/a	3	$139M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2013	n/a	$168M	n/a	n/a	n/a	8	8	n/a	n/a

Relationships

Advises (3)

→ EIM ALTERNATIVE ASSET PORTFOLIO II, LLCPrivate fundHedge Fund, IA
Mar 27, 2012 to presentfactForm ADV
→ EIM OPPORTUNITY LPPrivate fundHedge Fund, IA, no longer reported
Mar 27, 2012 to Jan 24, 2013factForm ADV
→ DAIWA EIM MULTI-STRATEGY FUNDPrivate fundHedge Fund, IA, no longer reported
Mar 27, 2012 to Jan 24, 2013factForm ADV

Owns (3)

← WARD, JOHN, SCOTTOwnerMANAGING DIRECTOR, HEAD OF OPERATIONAL DUE DILIGENCE, ownership code NA, individual
Jun 27, 2013 to presentfactForm ADV
← BIOLLAY, ROLAND, FLORIANOwnerBOARD OF DIRECTORS, CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 27, 2012 to presentfactForm ADV
← BISSONNIER, ERIC, TONYOwnerCHIEF STRATEGIST, ownership code NA, individual
Oct 19, 2012 to presentfactForm ADV

Controls (3)

← ALBION TRUSTOwnerOWNER, ownership code E, foreign entity
Mar 27, 2012 to presentfactForm ADV
← EIM PARTICIPATIONS LUXEMBOURG S.A.OwnerDIRECT OWNER, ownership code E, foreign entity
Jan 24, 2013 to presentfactForm ADV
← ROZEL TRUSTEES (CHANNEL ISLANDS) LTDOwnerTRUSTEE, ownership code E, foreign entity
Jan 24, 2013 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:533f39d6-6b08-b57e-1dff-1ab976e37ab5
First observed: Mar 27, 2012
Last observed: Oct 8, 2014 145 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

EIM MANAGEMENT (USA) INC

EIM MANAGEMENT (USA) INC., CRD 108078

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:533f39d6-6b08-b57e-1dff-1ab976e37ab5

Data as of Oct 8, 2014 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 6:29 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

EIM OPPORTUNITY LP

Hedge Fund

$45.9M

Jan 24, 2013

Mar 27, 2012

dropped

021-129953

DAIWA EIM MULTI-STRATEGY FUND

Hedge Fund

$34.4M

Jan 24, 2013

Mar 27, 2012

dropped

n/a

EIM ALTERNATIVE ASSET PORTFOLIO II, LLC

Hedge Fund

$29.2M

Oct 8, 2014

Mar 27, 2012

reported

021-129952

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ALBION TRUST

Owner

yes

04/1999

Mar 27, 2012

Oct 8, 2014

EIM PARTICIPATIONS LUXEMBOURG S.A.

DIRECT OWNER

yes

12/2007

Jan 24, 2013

Oct 8, 2014

ROZEL TRUSTEES (CHANNEL ISLANDS) LTD

Trustee

yes

12/2007

Jan 24, 2013

Oct 8, 2014

BIOLLAY, ROLAND, FLORIAN

BOARD OF DIRECTORS, CHIEF COMPLIANCE OFFICER

05/2013

Mar 27, 2012

Oct 8, 2014

BISSONNIER, ERIC, TONY

CHIEF STRATEGIST

03/2011

Oct 19, 2012

Oct 8, 2014

WARD, JOHN, SCOTT

MANAGING DIRECTOR, HEAD OF OPERATIONAL DUE DILIGENCE

06/2013

Jun 27, 2013

Oct 8, 2014

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

E.I.M. S.A.

n/a

yes

n/a

EIM (UNITED KINGDOM) LTD

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2013

Mar 28, 2014

n/a

$29.2M

2012

Mar 28, 2013

$168M

$63.7M

n/a

$63.7M

2011

Mar 29, 2012

$466M

$202M

n/a

$139M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2013

n/a

$168M

n/a