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Advisor at ARAX ADVISORY PARTNERS
MADISON, NJ | NEW YORK, NY | NAPLES, FL | Naples, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ARAX ADVISORY PARTNERS | Bd affiliated wealth | Aug 18, 2026 | n/a | yes | Naples, FL|NEW YORK, NY | Current employment |
| TRANSCEND CAPITAL ADVISORS, LLC | Independent wealth | Jan 15, 2019 | n/a | yes | NAPLES, FL|MADISON, NJ | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Feb 13, 2009 | Jan 21, 2019 | no | FLORHAM PARK, NJ|FLORHAM PARK, NJ | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | May 1, 2006 | Mar 13, 2009 | no | NEW YORK, NY|NEW YORK, NY|MORRISTOWN, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | TRANSCEND CAPITAL ADVISORS, LLC | Jan 21, 2019 | Jan 15, 2019 | -6 | Firm change | Wirehouse to new firm |
| CITIGROUP GLOBAL MARKETS INC. | UBS FINANCIAL SERVICES INC. | Mar 13, 2009 | Feb 13, 2009 | -28 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8174:299723:NJ:2019-01-21 | Jan 21, 2019 | Jan 15, 2019 | FLORHAM PARK, NJ | Firm change |