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R•••• F••• A•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserno raum reportedSEC registeredRAUM none

R•••• F••• A•••••••• L••

CRD 167905

LOS ANGELES, CA

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Search this name across graphsid dfx:ria:534381ce-8843-9cc5-456a-26a0bb42dcb5

Data as of Jul 6, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 8
On other graphs: 0
Observed: May 20, 2014 to Jul 6, 2026
30 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: no raum reportedderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $0Item 5.F on the latest filing (2026-07-06); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 55
Advisory employees: 38
Offices

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
K•••••••• G•••	Chairman	Na	yes	04/2013	May 20, 2014	May 7, 2024
M•••••• T•••••	SENIOR MANAGING DIRECTOR, CEO	Na	yes	01/2016	Mar 21, 2016

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Bethesda	Md	United States	5	no
Denver	Co	United States	4	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 12 of 14

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$0	$0	n/a	n/a	n/a	55	45	3	2

Relationships

Affiliated with (1)

← WILSHIRE CAPITAL MANAGEMENT, LLCRegistered adviserother investment adviser, control, common control
factForm ADV

Owns (2)

← C••••••• C••••OwnerCCO, ownership code NA, individual
Jan 8, 2024 to May 7, 2024factForm ADV
← R••••• C•••••• L••••• • C••• L••OwnerDIRECT OWNER, ownership code E, domestic entity
Mar 11, 2019 to May 7, 2024factForm ADV

Controls (2)

Dated events

Occurred
Jan 8, 2024
Control person left
Jose Lesaca Marianito Ereso (Cco) no longer on Schedule A of R•••• F••• A•••••••• L•• (listed 2023-09-06, absent 2024-01-08)
Form ADVobserved 7 days ago
Occurred
Dec 22, 2020
Control person left
Seth Gordon Levy (Chief Compliance Officer) no longer on Schedule A of R•••• F••• A•••••••• L•• (listed 2020-03-24, absent 2020-12-22)
Form ADVobserved 7 days ago
Occurred
Dec 22, 2020
Control person joined
Jose Lesaca Marianito Ereso (Cco) appeared on Schedule A of R•••• F••• A•••••••• L••
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:534381ce-8843-9cc5-456a-26a0bb42dcb5
First observed: May 20, 2014
Last observed: Jul 6, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.