DFX Intelligence

K••••••••• J••• B••••• A••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

K••••••••• J••• B••••• A••••••

Advisor at L•• F•••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:5344c487-a685-6b4b-2838-9595b08f4123

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 6, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 15, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jun 1, 2016	n/a	yes	CARY, NC\|DURHAM, NC\|HOLLY SPRINGS, NC\|RALEIGH, NC\|WAKE FOREST, NC\|RALEIGH, NC\|GARNER, NC\|WAKE FOREST, NC\|OXFORD, NC\|MARTINSVILLE, VA\|ROXBORO, NC\|MEBANE, NC	Current employment
E••••• J••••	National bd RIA	Aug 18, 2014	Sep 2, 2015	no

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	L•• F•••••••• L••	Sep 2, 2015	Jun 1, 2016	273	Firm change	Other
W•••• F•••• A•••••••	E••••• J••••	Feb 10, 2014	Aug 18, 2014

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jun 1, 2016 to presentfactForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Aug 18, 2014 to Sep 2, 2015factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Nov 6, 2013 to Feb 10, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5344c487-a685-6b4b-2838-9595b08f4123
First observed: Nov 6, 2013
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.