DFX Intelligence

K•••• L•••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor32 years in industry

K•••• L•••• S••••••

Advisor at K••••• W•••••• L••

WILLIAMSPORT, PA | Warren, NJ

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Search this name across graphsid dfx:ria:534a657c-7714-eb8c-0174-b618c288f7e4

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Sep 21, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 14, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••••• W•••••• L••	Independent wealth	Apr 21, 2026	n/a	yes	WILLIAMSPORT, PA\|Warren, NJ	Current employment
C••••••••• F•••••••• N••••••	National bd RIA	Sep 23, 2025	Apr 16, 2026	no	WARREN, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• F•••••••• N••••••	K••••• W•••••• L••	Apr 16, 2026	Apr 21, 2026	5	Firm change	Ibd to RIA
F••••• I•••••••••	C••••••••• F•••••••• N••••••	Jun 30, 2021	Nov 9, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
8032:299407:NJ:2026-04-16	Apr 16, 2026	Apr 21, 2026	WARREN, NJ	Firm change

Relationships

Registered with (3)

→ K••••• W•••••• L••Registered adviserregistration: current employment
Apr 21, 2026 to presentfactForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
Sep 23, 2025 to Apr 16, 2026factForm ADV
→ F••••• I•••••••••Registered adviserregistration: previous registration
May 27, 2021 to Jun 30, 2021factForm ADV

Dated events

Occurred
Apr 16, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:534a657c-7714-eb8c-0174-b618c288f7e4
First observed: Sep 21, 2018
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.