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Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
NORTHBROOK, IL | PLYMOUTH, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Bd affiliated wealth | Mar 6, 2017 | n/a | yes | NORTHBROOK, IL|PLYMOUTH, MN | Current employment |
| CLA FINANCIAL ADVISORS, LLC | Former SEC adviser | Apr 15, 2011 | Mar 1, 2017 | no | NORTHBROOK, IL | Previous registration |
| GOLDMAN SACHS WEALTH SERVICES, L.P. | Bd affiliated wealth | Feb 6, 2002 | Apr 20, 2010 | no | LAKE FOREST, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CLA FINANCIAL ADVISORS, LLC | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Mar 1, 2017 | Mar 6, 2017 | 5 | Firm change | Other |
| GOLDMAN SACHS WEALTH SERVICES, L.P. | CLA FINANCIAL ADVISORS, LLC | Apr 20, 2010 | Apr 15, 2011 | 360 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 156438:116407:IL:2017-03-01 | Mar 1, 2017 | Mar 6, 2017 | NORTHBROOK, IL | Firm change |