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Advisor at GATEWAY ASSET MANAGEMENT, LLC
INDEPENDENCE, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| GATEWAY ASSET MANAGEMENT, LLC | State registered | Dec 18, 2020 | n/a | yes | INDEPENDENCE, OH | Current employment |
| BELPOINTE ASSET MANAGEMENT LLC | Independent wealth | Sep 1, 2016 | Feb 16, 2021 | no | Independence, OH|RENO, NV|INDEPENDENCE, OH | Previous registration |
| BARTLEY FINANCIAL ADVISORS, LLC | Independent wealth | Aug 25, 2016 | Sep 20, 2016 | no | Independence, OH | Previous registration |
| OSAIC FA, INC. | Former SEC adviser | Dec 14, 2007 | Aug 17, 2016 | no | ORANGE VILLAGE, OH|ORANGE VILLAGE, OH|BROADVIEW HEIGHTS, OH|ORANGE VILLAGE, OH|BROADVIEW HEIGHTS, OH | Previous registration |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Mar 28, 2005 | Jan 2, 2008 | no | BROADVIEW HTS, OH | Previous registration |
| CAMBRIDGE INVESTMENT RESEARCH, INC. | n/a | Apr 11, 2001 | Mar 28, 2005 | no | BROADVIEW HTS, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BELPOINTE ASSET MANAGEMENT LLC | GATEWAY ASSET MANAGEMENT, LLC | Feb 16, 2021 | Dec 18, 2020 | -60 | Firm change after gap | RIA to state RIA |
| BARTLEY FINANCIAL ADVISORS, LLC | BELPOINTE ASSET MANAGEMENT LLC | Sep 20, 2016 | Sep 1, 2016 | -19 | Firm change | Other |
| OSAIC FA, INC. | BARTLEY FINANCIAL ADVISORS, LLC | Aug 17, 2016 | Aug 25, 2016 | 8 | Firm change | Other |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | OSAIC FA, INC. | Jan 2, 2008 | Dec 14, 2007 | -19 | Firm change | Other |
| CAMBRIDGE INVESTMENT RESEARCH, INC. | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Mar 28, 2005 | Mar 28, 2005 | 0 | Bulk transfer | Other |