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A••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)27 years in industry

A••• B•••••

Advisor at I•• A•••••••• L••

ATLANTA, GA | St. Augustine, FL

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Search this name across graphsid dfx:ria:5366ef32-62cc-1868-3095-ce94f36361e6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 17, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 16, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
I•• A•••••••• L••	Independent wealth	Jul 17, 2020	n/a	yes	St. Augustine, FL\|ATLANTA, GA	Current employment
V•••• W••••• M••••••••• L••	Independent wealth	Mar 9, 2020	Jul 15, 2020	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
V•••• W••••• M••••••••• L••	I•• A•••••••• L••	Jul 15, 2020	Jul 17, 2020	2	Firm change	Other
C••••• A••••••• L••	V•••• W••••• M••••••••• L••	Aug 9, 2018

Relationships

Registered with (5)

→ I•• A•••••••• L••Registered adviserregistration: current employment
Jul 17, 2020 to presentfactForm ADV
→ V•••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Mar 9, 2020 to Jul 15, 2020factForm ADV
→ C••••• A••••••• L••Registered adviserregistration: previous registration
Jun 14, 2013 to Aug 9, 2018factForm ADV
→ L•• F•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5366ef32-62cc-1868-3095-ce94f36361e6
First observed: Jul 17, 2000
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.