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Advisor at UBS FINANCIAL SERVICES INC.
WASHINGTON, DC | Potomac, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | Wirehouse | Feb 23, 2009 | n/a | yes | WASHINGTON, DC|Potomac, MD | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jul 1, 2003 | Feb 17, 2009 | no | WASHINGTON, DC|WASHINGTON, DC | Previous registration |
| PRUDENTIAL EQUITY GROUP, LLC | n/a | Aug 7, 1995 | Jul 1, 2003 | no | WASHINGTON, DC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | UBS FINANCIAL SERVICES INC. | Feb 17, 2009 | Feb 23, 2009 | 6 | Firm change | Wirehouse to wirehouse |
| PRUDENTIAL EQUITY GROUP, LLC | WELLS FARGO ADVISORS | Jul 1, 2003 | Jul 1, 2003 | 0 | Bulk transfer | Other |