DFX Intelligence
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Reading the graph
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Advisor at B••••• A•••••••
Plainville, CT | GREENWOOD VILLAGE, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| B••••• A••••••• | Independent wealth | Jan 29, 2026 | n/a | yes | Plainville, CT|GREENWOOD VILLAGE, CO | Current employment |
| M•• I•••••••• S•••••••• L•• | Bd affiliated wealth | Mar 25, 2017 | Feb 2, 2026 | no | WEST HARTFORD, CT|PLAINVILLE, CT |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M•• I•••••••• S•••••••• L•• | B••••• A••••••• | Feb 2, 2026 | Jan 29, 2026 | -4 | Firm change | Ibd to new firm |
| M•• F•••••••• S•••••••• I••• | M•• I•••••••• S•••••••• L•• | Mar 25, 2017 | Mar 25, 2017 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 10409:338693:CT:2026-02-02 | Feb 2, 2026 | Jan 29, 2026 | PLAINVILLE, CT | Firm change |
| M•• F•••••••• S•••••••• I••• | Former SEC adviser | Jan 2, 2015 | Mar 25, 2017 | no | WEST HARTFORD, CT | Previous registration |
| N•• E•••••• S••••••••• C••••••••• | Former SEC adviser | May 24, 2002 | Jan 2, 2015 | no | WEST HARTFORD, CT|WEST HARTFORD, CT | Previous registration |
| 0 |
| Bulk transfer |
| Other |
| N•• E•••••• S••••••••• C••••••••• | M•• F•••••••• S•••••••• I••• | Jan 2, 2015 | Jan 2, 2015 | 0 | Bulk transfer | Other |