DFX Intelligence

D••••••• K•••••• C•••••• M••••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 10b 100b

D••••••• K•••••• C•••••• M••••••••• L•

CRD 155680

NEW YORK, NY

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Search this name across graphsid dfx:ria:537e207a-f320-0621-009e-11e3af463faa

Data as of Apr 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 81
Dated events: 8
On other graphs: 0
Observed: Mar 29, 2012 to Apr 1, 2026
55 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.95 institutional_share=0.05 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $47B••• Locked
Discretionary RAUM: $47B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 523

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
D••••••• K•••••• M••••••••• M••••• F••• L•	Hedge Fund	$24B	Nov 4, 2024	1,376	Mar 31, 2023	reported	n/a
D••••••• K•••••• I••••••••• P•••••••• L•••	Hedge Fund	$9.2B

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••••••• Z••••••• Z•••	Partner	Na	yes	01/2018	Mar 29, 2018	Nov 4, 2024
B•••••••• C••••• ••••	Partner	A	yes	01/2008	Mar 29, 2012	Nov 4, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
D••••••• K•••••• A••••••• L••	n/a	n/a	n/a	Y	yes	n/a
D••••••• K•••••• C•••••••• G• L••	n/a	n/a	n/a	Y	yes	n/a
D••••••• K•••••• C••• C•••••••• G• L••	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
London	n/a	United Kingdom	52	no
CENTRAL, HONG KONG	n/a	Hong Kong	12	no
Mumbai	n/a	India	3	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$47B	$44B	7.1%	$41B	4.5%	523	474	3	3

Relationships

showing 80 of 81

Advises (58)

→ D••••••• K•••••• I••••• I••••••••• M••••• F••• II (DI) LPPrivate fundHedge Fund, IA
Mar 27, 2024 to presentfactForm ADV
→ DK SOI III A•••••••• H••••• II LPPrivate fundHedge Fund, IA
Jul 31, 2017 to presentfactForm ADV
→ D••••••• K•••••• C••• C•••••••• FUND LPPrivate fundHedge Fund, IA
Jan 26, 2023 to presentfactForm ADV
→ D••••••• K•••••• I••••• I••••••••• M••••• F••• L•

Dated events

Occurred
Mar 27, 2024
Control person joined
B Melanie Levine (Partner) appeared on Schedule A of D••••••• K•••••• C•••••• M••••••••• L•
Form ADVobserved 7 days ago
Occurred
Mar 27, 2024
Control person joined
Sean Gregory Feldman (Partner) appeared on Schedule A of D••••••• K•••••• C•••••• M••••••••• L•
Form ADVobserved 7 days ago
Occurred
Mar 27, 2024
Control person joined
Meisheng James Li (Partner) appeared on Schedule A of D••••••• K•••••• C•••••• M••••••••• L•
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:537e207a-f320-0621-009e-11e3af463faa
First observed: Mar 29, 2012
Last observed: Apr 1, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Controls (13)

← B•••••••• C••••• ••••OwnerPARTNER, ownership code A, individual
Mar 29, 2012 to Nov 4, 2024factForm ADV
← Y•••••••• A••••••• A••••••••OwnerEXECUTIVE MANAGING MEMBER, ownership code E, individual
Mar 29, 2012 to Nov 4, 2024factForm ADV
← A••••••••• Z••••••• Z•••OwnerPARTNER, ownership code NA, individual
Mar 29, 2018 to Nov 4, 2024factForm ADV
← D•••••• P••••••• W••••OwnerCO-DEPUTY MANAGING PARTNER, ownership code A, individual
Jan 30, 2014 to Nov 4, 2024factForm ADV
← B••••••••• M•••••• P••••OwnerPARTNER, ownership code NA, individual
Mar 29, 2012 to Nov 4, 2024factForm ADV
← S•••••••• G••••••• T•••••OwnerCO-DEPUTY EXECUTIVE MANAGING MEMBER, ownership code F, individual
Jan 30, 2014 to Nov 4, 2024factForm ADV
← L•••••• M••••••• B•OwnerPARTNER, ownership code NA, individual
Mar 27, 2024 to Nov 4, 2024factForm ADV
← G••••••• S••••••• K••••••••OwnerPARTNER, ownership code NA, individual
Jan 31, 2020 to Nov 4, 2024factForm ADV
← L••••••• S•••••••• ••••OwnerMANAGING MEMBER, ownership code F, individual
Mar 29, 2012 to Nov 4, 2024factForm ADV
← L•• J••••• M•••••••OwnerPARTNER, ownership code NA, individual
Mar 27, 2024 to Nov 4, 2024factForm ADV
← F••••••• G••••••• S•••OwnerPARTNER, ownership code NA, individual
Mar 27, 2024 to Nov 4, 2024factForm ADV
← M•••••• J•••••• D••••OwnerPARTNER, ownership code A, individual
Mar 29, 2018 to Nov 4, 2024factForm ADV
← D••• G• L••OwnerGENERAL PARTNER OF D••••••• K•••••• C•••••• M••••••••• L•, ownership code NA, domestic entity
Mar 31, 2014 to Nov 4, 2024factForm ADV