DFX Intelligence
Reading the graph
Reading the graph
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Advisor at E••••• J••••
Mooresville, IN | ST. LOUIS, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| E••••• J•••• | National bd RIA | Jun 4, 2026 | n/a | yes | ST. LOUIS, MO|Mooresville, IN | Current employment |
| V•••• F•••••••• A•••••••• I••• | Bd affiliated wealth | Aug 7, 2025 | Sep 30, 2025 | no | CARMEL, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| V•••• F•••••••• A•••••••• I••• | E••••• J•••• | Sep 30, 2025 | Jun 4, 2026 | 247 | Firm change | Ibd to ibd |
| V••• R••••••••• A•••••••• L•• | V•••• F•••••••• A•••••••• I••• | Jun 4, 2025 | Aug 7, 2025 |
| V••• F•••••••• P•••••••• L•• | Former SEC adviser | Feb 8, 2023 | Jul 12, 2023 | no | WINDSOR, CT|Mooresville, IN | Previous registration |
| V••• R••••••••• A•••••••• L•• | Other adviser | Feb 8, 2023 | Jun 4, 2025 | no | Mooresville, IN|WINDSOR, CT | Previous registration |
| O••••••••• S••••••••• I••• | Bd affiliated wealth | Jul 16, 2021 | Apr 12, 2022 | no | INDIANAPOLIS, IN | Previous registration |
| A••••• A•• P••••••• S••••••• | Bd affiliated wealth | Mar 6, 2008 | Nov 13, 2020 | no | CARMEL, IN|BLOOMINGTON, IN|BLOOMINGTON, IN|BLOOMINGTON, MN | Previous registration |
| O••••••••• S••••••••• I••• | Bd affiliated wealth | Apr 13, 2005 | Feb 13, 2008 | no | INDIANAPOLIS, IN|INDIANAPOLIS, IN | Previous registration |
| V•••• F•••••••• A•••••••• I••• | Bd affiliated wealth | Sep 2, 2003 | Feb 18, 2005 | no | CARMEL, IN | Previous registration |
| 64 |
| Firm change |
| Other |
| V••• F•••••••• P•••••••• L•• | V••• R••••••••• A•••••••• L•• | Jul 12, 2023 | Feb 8, 2023 | -154 | Channel change | Other |
| O••••••••• S••••••••• I••• | V••• F•••••••• P•••••••• L•• | Apr 12, 2022 | Feb 8, 2023 | 302 | Firm change | Other |
| A••••• A•• P••••••• S••••••• | O••••••••• S••••••••• I••• | Nov 13, 2020 | Jul 16, 2021 | 245 | Firm change | Ibd to ibd |
| O••••••••• S••••••••• I••• | A••••• A•• P••••••• S••••••• | Feb 13, 2008 | Mar 6, 2008 | 22 | Firm change | Other |
| V•••• F•••••••• A•••••••• I••• | O••••••••• S••••••••• I••• | Feb 18, 2005 | Apr 13, 2005 | 54 | Firm change | Other |