This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

PGIM, INC.

Current firm class

other adviserderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Oct 1, 2015earliest registration or exam on IAPD

Years in industry

10derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S66

First exam

Mar 8, 2025

First registration

May 30, 2025

Dual registered

yes, broker-dealer

Other names

Yining Shen|Jenny Shen

IAPD individual key

8020788

• Occurred

  May 21, 2026
  Advisor changed firm

  Yining Shen left Pgim Investments Llc for Pgim, Inc. (registered 2026-05-21)

  Form ADVobserved 6 days ago
• Occurred

  Dec 22, 2025
  Advisor changed firm

  Yining Shen left Ubs Financial Services Inc. for Pgim Investments Llc (registered 2026-05-06)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:5380b31b-f1d2-be28-d91a-ea53fd54e8af

First observed

May 30, 2025

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.