This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

STIFEL, NICOLAUS & COMPANY, INCORPORATED

Current firm class

national broker-dealer RIAderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Mar 1, 2015earliest registration or exam on IAPD

Years in industry

11derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

1

Designations

Chartered Financial Analyst

Exams

S63

First exam

Nov 3, 2016

First registration

May 7, 2024

Dual registered

yes, broker-dealer

Other names

Clay Michael Jones|Clay M Jones|Clay Jones

IAPD individual key

6683534

• Occurred

  Jan 29, 2026
  Advisor changed firm

  Clay Jones left Stifel Independent Advisors, Llc for Stifel, Nicolaus & Company, Incorporated (registered 2026-01-22)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:538423f7-bce5-bbc6-4288-2463b583f342

First observed

May 7, 2024

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.