DFX Intelligence

D•••••• L•• H••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

D•••••• L•• H••••••••

Advisor at F•• W••••• M••••••••• L••

West Des Moines, IA

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Search this name across graphsid dfx:ria:5384f9ae-65e4-7d70-6a00-f3ecabc788be

Data as of Sep 22, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Oct 3, 2001 to Sep 22, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•• W••••• M••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 13, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•• W••••• M••••••••• L••	Bd affiliated wealth	Jan 29, 2021	n/a	yes	West Des Moines, IA	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Mar 15, 2011	Jan 29, 2021	no	KEARNEY, NE\|LEXINGTON, NE\|KEARNEY, NE

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	F•• W••••• M••••••••• L••	Jan 29, 2021	Jan 29, 2021	0	Firm change	Other
A••••••• P••••••••• A•••••••• I••	L•• F•••••••• L••	Feb 22, 2011	Mar 15, 2011

Relationships

Registered with (6)

→ F•• W••••• M••••••••• L••Registered adviserregistration: current employment
Jan 29, 2021 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Mar 15, 2011 to Jan 29, 2021factForm ADV
→ A••••••• P••••••••• A•••••••• I••Registered adviserregistration: previous registration
Jun 1, 2010 to Feb 22, 2011factForm ADV
→ S•••••••• F••••••••• I•••

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Show 1 bookkeeping events

Occurred
Sep 21, 2026
••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5384f9ae-65e4-7d70-6a00-f3ecabc788be
First observed: Oct 3, 2001
Last observed: Sep 22, 2026 31 h ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.