DFX Intelligence
Reading the graph
Reading the graph
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Advisor at L•• F•••••••• L••
SAN DIEGO, CA | LONGMONT, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Mar 24, 2025 | n/a | yes | LONGMONT, CO|LONGMONT, CO|SAN DIEGO, CA | Current employment |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Bd affiliated wealth | Aug 3, 2010 | Mar 25, 2025 | no | LONGMONT, CO |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | L•• F•••••••• L•• | Mar 25, 2025 | Mar 24, 2025 | -1 | Firm change | Ibd to ibd |
| W•••• F•••• I••••••••• L•• | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Aug 9, 2010 | Aug 3, 2010 |
| W•••• F•••• I••••••••• L•• | n/a | Sep 9, 2005 | Aug 9, 2010 | no | WESTMINSTER, CO|WESTMINSTER, CO|COMMERCE CITY, CO|BRIGHTON, CO|BRIGHTON, CO | Previous registration |
| A••••••••• A•••••• S•••••••• I••• | n/a | Sep 16, 2004 | Sep 13, 2005 | no | BOULDER, CO | Previous registration |
| A• G• E•••••• • S•••• I••• | n/a | Aug 23, 2004 | Sep 17, 2004 | no | BOULDER, CO | Previous registration |
| Q•••• • R•••••• I••• | n/a | Sep 6, 2002 | Sep 16, 2004 | no | BOULDER, CO | Previous registration |
| -6 |
| Firm change |
| Other |
| A••••••••• A•••••• S•••••••• I••• | W•••• F•••• I••••••••• L•• | Sep 13, 2005 | Sep 9, 2005 | -4 | Firm change | Other |
| A• G• E•••••• • S•••• I••• | A••••••••• A•••••• S•••••••• I••• | Sep 17, 2004 | Sep 16, 2004 | -1 | Firm change | Other |
| Q•••• • R•••••• I••• | A• G• E•••••• • S•••• I••• | Sep 16, 2004 | Aug 23, 2004 | -24 | Firm change | Other |