DFX Intelligence

C••••• S• G•••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

C••••• S• G•••••••

Advisor at T••••••• I••••••••• M••••••••• I•••

Chandler, AZ | MINNEAPOLIS, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5386d1f1-971e-2778-9bc7-06a25837910a

Data as of Sep 22, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 3
On other graphs: 0
Observed: Jun 1, 2015 to Sep 22, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••• I••••••••• M••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Current registrations: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••• I••••••••• M••••••••• I•••	Bd affiliated wealth	Sep 8, 2026	n/a	yes	Chandler, AZ\|MINNEAPOLIS, MN	Current employment

Relationships

Registered with (1)

→ T••••••• I••••••••• M••••••••• I•••Registered adviserregistration: current employment
Sep 8, 2026 to presentfactForm ADV

Dated events

3 bookkeeping events (roster, classification and holdings changes) folded below

Show 3 bookkeeping events

Occurred
Sep 21, 2026
C••••• S• G••••••• added a OK registration at T••••••• I••••••••• M••••••••• I•••
Occurred
Sep 21, 2026
C••••• S• G••••••• added a TX registration at T••••••• I••••••••• M••••••••• I•••
Occurred
Sep 8, 2026
C••••• S• G••••••• added a AZ registration at T••••••• I••••••••• M••••••••• I•••

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5386d1f1-971e-2778-9bc7-06a25837910a
First observed: Jun 1, 2015
Last observed: Sep 22, 2026 19 h ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.