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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

MARILYN ELAINE OSBORNE

Advisor at VALIC FINANCIAL ADVISORS, INC.

HOUSTON, TX

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 16, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VALIC FINANCIAL ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 25, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Oct 25, 1996
First registration: Aug 16, 2006
Dual registered: yes, broker-dealer
IAPD individual key: 2789621

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VALIC FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Jul 10, 2014	n/a	yes	HOUSTON, TX	Current employment
NEXT FINANCIAL GROUP, INC.	Former SEC adviser	May 14, 2012	Aug 20, 2013	no	HOUSTON, TX	Previous registration
SANDERS MORRIS LLC	Independent wealth	Feb 12, 2007	Jul 2, 2010	no	HOUSTON, TX	Previous registration
AMERICAN GENERAL SECURITIES INCORPORATED	n/a	Aug 16, 2006	Feb 9, 2007	no	HOUSTON, TX\|HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NEXT FINANCIAL GROUP, INC.	VALIC FINANCIAL ADVISORS, INC.	Aug 20, 2013	Jul 10, 2014	324	Firm change	Other
SANDERS MORRIS LLC	NEXT FINANCIAL GROUP, INC.	Jul 2, 2010	May 14, 2012	682	Firm change after gap	Other
AMERICAN GENERAL SECURITIES INCORPORATED	SANDERS MORRIS LLC	Feb 9, 2007	Feb 12, 2007	3	Firm change	Other

Relationships

Registered with (4)

→ VALIC FINANCIAL ADVISORS, INC.Registered adviserregistration: current employment
Jul 10, 2014 to presentfactForm ADV
→ NEXT FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
May 14, 2012 to Aug 20, 2013factForm ADV
→ SANDERS MORRIS LLCRegistered adviserregistration: previous registration
Feb 12, 2007 to Jul 2, 2010factForm ADV
→ AMERICAN GENERAL SECURITIES INCORPORATEDRegistered adviserregistration: previous registration
Aug 16, 2006 to Feb 9, 2007factForm ADV

Dated events

No dated event names this entity yet.