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M•••••• A•••• H•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

M•••••• A•••• H•••••••

Advisor at C••••• U•••• I••••••••• S•••••••

Raleigh, NC

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Search this name across graphsid dfx:ria:538bb5b7-f49d-6487-d98b-2c3c24adb4e0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Oct 10, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• U•••• I••••••••• S•••••••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 4, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 19derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• U•••• I••••••••• S•••••••	State registered	Sep 18, 2007	n/a	yes	Raleigh, NC	Current employment
W•••••• • R•••	Former SEC adviser	Oct 10, 2002	Oct 23, 2002	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• • R•••	C••••• U•••• I••••••••• S•••••••	Oct 23, 2002	Sep 18, 2007	1,791	Firm change after gap	Other

Relationships

Registered with (2)

→ C••••• U•••• I••••••••• S•••••••Registered adviserregistration: current employment
Sep 18, 2007 to presentfactForm ADV
→ W•••••• • R•••Registered adviserregistration: previous registration
Oct 10, 2002 to Oct 23, 2002factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:538bb5b7-f49d-6487-d98b-2c3c24adb4e0
First observed: Oct 10, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.