DFX Intelligence

D••••• A••••• M•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

D••••• A••••• M•••

Advisor at I••••••••• F•••••••• G••••• L••

Glenview, IL

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Search this name across graphsid dfx:ria:538c2c71-3f5f-9faa-604b-48d07bb3fd60

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 12, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• F•••••••• G••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 27, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• F•••••••• G••••• L••	Bd affiliated wealth	Feb 23, 2015	n/a	yes	Glenview, IL	Current employment
F••• A•••••••	Former SEC adviser	Mar 6, 2006	Feb 23, 2015	no	NORTHBROOK, IL\|NORTHBROOK, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••• A•••••••	I••••••••• F•••••••• G••••• L••	Feb 23, 2015	Feb 23, 2015	0	Firm change	Other
J••• M••••• S••••••••• L••	F••• A•••••••	Apr 1, 2005	Mar 6, 2006

Relationships

Registered with (3)

→ I••••••••• F•••••••• G••••• L••Registered adviserregistration: current employment
Feb 23, 2015 to presentfactForm ADV
→ F••• A•••••••Registered adviserregistration: previous registration
Mar 6, 2006 to Feb 23, 2015factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Oct 12, 2001 to Apr 1, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:538c2c71-3f5f-9faa-604b-48d07bb3fd60
First observed: Oct 12, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.