DFX Intelligence

J•••• W•••• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)42 years in industry

J•••• W•••• L•••••

Advisor at R•••• A••••••• S•••••••• I•••

BRYAN, TX

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Search this name across graphsid dfx:ria:538e7d51-0224-2f09-25cc-490d85d12f56

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 15, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••• A••••••• S•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 4, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••• A••••••• S•••••••• I•••	Independent wealth	Jul 23, 2012	n/a	yes	BRYAN, TX	Current employment
B••••••••• L••	Former SEC adviser	Mar 24, 2010	Jul 23, 2012	no	BRYAN, TX\|BRYAN, TX\|CHICAGO, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••••• L••	R•••• A••••••• S•••••••• I•••	Jul 23, 2012	Jul 23, 2012	0	Firm change	Other
G•••••••• F••••••••• I••	B••••••••• L••	Mar 26, 2010	Mar 24, 2010

Relationships

Registered with (3)

→ R•••• A••••••• S•••••••• I•••Registered adviserregistration: current employment
Jul 23, 2012 to presentfactForm ADV
→ B••••••••• L••Registered adviserregistration: previous registration
Mar 24, 2010 to Jul 23, 2012factForm ADV
→ G•••••••• F••••••••• I••Registered adviserregistration: previous registration
Aug 15, 2002 to Mar 26, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:538e7d51-0224-2f09-25cc-490d85d12f56
First observed: Aug 15, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.