DFX Intelligence

D••••• S••• N••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor33 years in industry

D••••• S••• N••••

Advisor at I••••••• F••••••••• L••

TUCSON, AZ

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Search this name across graphsid dfx:ria:5397f8e8-5222-b8a0-f0eb-b6767497446d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 25, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••• F••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 11, 1992earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••• F••••••••• L••	Independent wealth	Oct 8, 2009	n/a	yes	TUCSON, AZ\|TUCSON, AZ	Current employment
N••• F•••••••• G••••• I•••	Former SEC adviser	Mar 28, 2006	Sep 4, 2014	no	PHOENIX, AZ\|TUCSON, AZ\|TUCSON, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••• F•••••••• G••••• I•••	I••••••• F••••••••• L••	Sep 4, 2014	Oct 8, 2009	-1,792	Firm change after gap	Other
M••••••• A•••••••• I••	N••• F•••••••• G••••• I•••	Jun 5, 2006	Mar 28, 2006

Relationships

Registered with (3)

→ I••••••• F••••••••• L••Registered adviserregistration: current employment
Oct 8, 2009 to presentfactForm ADV
→ N••• F•••••••• G••••• I•••Registered adviserregistration: previous registration
Mar 28, 2006 to Sep 4, 2014factForm ADV
→ M••••••• A•••••••• I••Registered adviserregistration: previous registration
Jun 25, 1998 to Jun 5, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5397f8e8-5222-b8a0-f0eb-b6767497446d
First observed: Jun 25, 1998
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.