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RIA / WealthAdvisordual registered (broker-dealer)43 years in industry

JOHN ROBERT MCCARTHY

Advisor at STONEX ADVISORS INC.

BIRMINGHAM, AL

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Search this name across graphsid dfx:ria:539af841-e2e2-c747-ba73-df5fc75c1c9c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 8, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STONEX ADVISORS INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 18, 1983earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: May 18, 1983
First registration: Mar 8, 2010
Dual registered: yes, broker-dealer
Other names: BOB MCCARTHY
IAPD individual key: 1102734

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STONEX ADVISORS INC.	Bd affiliated wealth	Dec 6, 2019	n/a	yes	BIRMINGHAM, AL	Current employment
QUEST CAPITAL STRATEGIES, INC.	Former SEC adviser	Jan 24, 2013	Dec 6, 2019	no	GRAPEVILLE, TX\|LAGUNA HILLS, CA\|LAGUNA HILLS, CA\|ROANOKE, TX\|COLLEYVILLE, TX\|COLLEYVILLE, TX	Previous registration
MOMENTUM INDEPENDENT NETWORK INC.	Bd affiliated wealth	May 21, 2012	Nov 16, 2012	no	DALLAS, TX\|GRAPEVINE, TX	Previous registration
MORGAN STANLEY	Wirehouse	Mar 8, 2010	Apr 30, 2012	no	Southlake, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
QUEST CAPITAL STRATEGIES, INC.	STONEX ADVISORS INC.	Dec 6, 2019	Dec 6, 2019	0	Bulk transfer	RIA to ibd
MOMENTUM INDEPENDENT NETWORK INC.	QUEST CAPITAL STRATEGIES, INC.	Nov 16, 2012	Jan 24, 2013	69	Firm change	Other
MORGAN STANLEY	MOMENTUM INDEPENDENT NETWORK INC.	Apr 30, 2012	May 21, 2012	21	Firm change	Other

Relationships

Registered with (4)

→ STONEX ADVISORS INC.Registered adviserregistration: current employment
Dec 6, 2019 to presentfactForm ADV
→ QUEST CAPITAL STRATEGIES, INC.Registered adviserregistration: previous registration
Jan 24, 2013 to Dec 6, 2019factForm ADV
→ MOMENTUM INDEPENDENT NETWORK INC.Registered adviserregistration: previous registration
May 21, 2012 to Nov 16, 2012factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Mar 8, 2010 to Apr 30, 2012factForm ADV

Dated events

No dated event names this entity yet.