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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

Susan M. Ando

Advisor at J.P. MORGAN SECURITIES LLC

FOLSOM, CA

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Search this name across graphsid dfx:ria:539b1065-e320-00d6-7b75-eb42cc5c1c33

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 31, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 28, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Oct 28, 2005
First registration: Oct 31, 2005
Dual registered: yes, broker-dealer
Other names: SUSAN MARIE OLNEY|SUSAN MARIE ANDO
IAPD individual key: 4988827

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	n/a	yes	FOLSOM, CA	Current employment
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jun 13, 2012	Oct 1, 2012	no	FOLSOM, CA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 3, 2011	Apr 11, 2012	no	CITRUS HEIGHTS, CA	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Dec 1, 2006	Jan 3, 2011	no	CITRUS HEIGHTS, CA	Previous registration
WADDELL & REED	Former SEC adviser	Oct 31, 2005	Sep 7, 2006	no	SACRAMENTO, CA\|SACRAMENTO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other
WELLS FARGO ADVISORS	CHASE INVESTMENT SERVICES CORP.	Apr 11, 2012	Jun 13, 2012	63	Firm change	Other
WELLS FARGO INVESTMENTS, LLC	WELLS FARGO ADVISORS	Jan 3, 2011	Jan 3, 2011	0	Bulk transfer	Other
WADDELL & REED	WELLS FARGO INVESTMENTS, LLC	Sep 7, 2006	Dec 1, 2006	85	Firm change	Other

Relationships

Registered with (5)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: current employment
Oct 1, 2012 to presentfactForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Jun 13, 2012 to Oct 1, 2012factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 3, 2011 to Apr 11, 2012factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Dec 1, 2006 to Jan 3, 2011factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Oct 31, 2005 to Sep 7, 2006factForm ADV

Dated events

No dated event names this entity yet.