This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

former SEC adviserderivedabsent from the latest SEC roster

Regulatory AUM

$53.2MItem 5.F on the latest filing (2012-05-24); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$53.2M

Private client RAUM

$0derivedItem 5.D individuals plus high net worth individuals

Private client share

0%derivedprivate client RAUM over total RAUM

Advisors on IAPD

0

Accounts

52

SEC number

801-70700

CRD

151726

Filings on the tape

5

First filed

Feb 28, 2012

Latest filed

May 24, 2012

Organised

Corporation, California

Graph

RIA / Wealth Management

Canonical id

dfx:ria:539f2741-3fce-6bf5-7a01-d2966ac09ad3

First observed

Feb 28, 2012

Last observed

May 24, 2012 174 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.