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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)22 years in industry

LARRY DAVID HOLMES

Advisor at WELLS FARGO ADVISORS

LUTHERVILLE, MD

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Search this name across graphsid dfx:ria:53a06e5b-2357-d33d-d908-b0d205294760

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 3, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 2, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Sep 2, 2004
First registration: Sep 3, 2004
Dual registered: yes, broker-dealer
Other names: LARRY DAVID HOLMES|LARRY DAVID HOLMES JR.|LARRY DAVID HOLMES|LARRY DAVID HOLMES JR.|LARRY DAVID HOLMES|LARRY D HOLMES JR.
IAPD individual key: 4465003

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Mar 28, 2013	n/a	yes	LUTHERVILLE, MD	Current employment
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Apr 29, 2013	no	BALTIMORE, MD	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Feb 21, 2006	Jun 1, 2009	no	PIKESVILLE, MD\|PIKESVILLE, MD\|PIKESVILLE, MD\|NEW YORK, NY\|NEW YORK, NY\|PIKESVILLE, MD	Previous registration
LEGG MASON WOOD WALKER, INCORPORATED	n/a	Sep 3, 2004	Feb 21, 2006	no	PIKESVILLE, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	WELLS FARGO ADVISORS	Apr 29, 2013	Mar 28, 2013	-32	Firm change after gap	Wirehouse to wirehouse
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
LEGG MASON WOOD WALKER, INCORPORATED	CITIGROUP GLOBAL MARKETS INC.	Feb 21, 2006	Feb 21, 2006	0	Bulk transfer	Other

Relationships

Registered with (4)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Mar 28, 2013 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Apr 29, 2013factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Feb 21, 2006 to Jun 1, 2009factForm ADV
→ LEGG MASON WOOD WALKER, INCORPORATEDRegistered adviserregistration: previous registration
Sep 3, 2004 to Feb 21, 2006factForm ADV

Dated events

No dated event names this entity yet.