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Advisor at CWM, LLC
Indianapolis, IN | OMAHA, NE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CWM, LLC | Bd affiliated wealth | Jul 30, 2019 | n/a | yes | Indianapolis, IN|OMAHA, NE | Current employment |
| CADARET GRANT & CO INC | Former SEC adviser | Oct 18, 2017 | Jun 14, 2019 | no | INDIANAPOLIS, IN | Previous registration |
| ONEAMERICA SECURITIES, INC. | Bd affiliated wealth | Feb 22, 2016 | Sep 20, 2017 | no | Carmel, IN | Previous registration |
| PRUCO SECURITIES, LLC | No RAUM reported | Jun 10, 2015 | Feb 2, 2016 | no | INDIANAPOLIS, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CADARET GRANT & CO INC | CWM, LLC | Jun 14, 2019 | Jul 30, 2019 | 46 | Firm change | Ibd to ibd |
| ONEAMERICA SECURITIES, INC. | CADARET GRANT & CO INC | Sep 20, 2017 | Oct 18, 2017 | 28 | Firm change | Other |
| PRUCO SECURITIES, LLC | ONEAMERICA SECURITIES, INC. | Feb 2, 2016 | Feb 22, 2016 | 20 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 10641:155344:IN:2019-06-14 | Jun 14, 2019 | Jul 30, 2019 | INDIANAPOLIS, IN | Firm change |