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Advisor at COMPASS LIGHTHOUSE CAPITAL, LLC
ORANGE CITY, IA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| COMPASS LIGHTHOUSE CAPITAL, LLC | State registered | Jan 22, 2021 | n/a | yes | ORANGE CITY, IA | Current employment |
| COMPASS LIGHTHOUSE CAPITAL, LLC | n/a | Nov 20, 2019 | Feb 1, 2021 | no | ORANGE CITY, IA | Previous registration |
| NORTHWEST WEALTH MANAGEMENT, LLC | Independent wealth | Sep 21, 2010 | Nov 4, 2019 | no | SPENCER, IA|SIOUX CENTER, IA | Previous registration |
| MONEY CONCEPTS ADVISORY SERVICE | Bd affiliated wealth | Jan 5, 2006 | Sep 7, 2010 | no | SIOUX CENTER, IA|ORANGE CITY, IA|PALM BEACH GARDENS, FL|PALM BEACH GARDENS, FL | Previous registration |
| PRUCO SECURITIES, LLC | No RAUM reported | Jan 1, 1999 | Jan 4, 2006 | no | ORANGE CITY, IA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| COMPASS LIGHTHOUSE CAPITAL, LLC | COMPASS LIGHTHOUSE CAPITAL, LLC | Feb 1, 2021 | Jan 22, 2021 | -10 | Firm change | Other |
| NORTHWEST WEALTH MANAGEMENT, LLC | COMPASS LIGHTHOUSE CAPITAL, LLC | Nov 4, 2019 | Nov 20, 2019 | 16 | Firm change | Other |
| MONEY CONCEPTS ADVISORY SERVICE | NORTHWEST WEALTH MANAGEMENT, LLC | Sep 7, 2010 | Sep 21, 2010 | 14 | Firm change | Other |
| PRUCO SECURITIES, LLC | MONEY CONCEPTS ADVISORY SERVICE | Jan 4, 2006 | Jan 5, 2006 | 1 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 306612:312634:IA:2021-02-01 | Feb 1, 2021 | Jan 22, 2021 | ORANGE CITY, IA | Firm change |