DFX Intelligence

S•••••• C••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)35 years in industry

S•••••• C••••

Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••

CLEARWATER, FL

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Search this name across graphsid dfx:ria:53a87472-a04b-06b1-78e2-c05ad3865888

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 11, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 3, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Aug 3, 2009	n/a	yes	CLEARWATER, FL	Current employment
B••• O• A•••••• I••••••••• S•••••••• I•••	n/a	Aug 18, 2004	Aug 27, 2007	no	ALTAMONTE SPRINGS, FL\|KISSIMMEE, FL\|WINTER PARK, FL\|LEESBURG, FL\|LAKE MARY, FL\|CLERMONT, FL\|ORLANDO, FL\|LONGWOOD, FL\|ORLANDO, FL\|MERRITT ISLAND, FL\|LADY LAKE, FL\|WINTER SPRINGS, FL\|APOPKA, FL\|MELBOURNE, FL\|EUSTIS, FL\|WINTER PARK, FL\|ORLANDO, FL\|MELBOURNE, FL\|COCOA BEACH, FL\|CELEBRATION, FL\|MELBOURNE, FL\|NAPLES, FL\|SARASOTA, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••• O• A•••••• I••••••••• S•••••••• I•••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Aug 27, 2007	Aug 3, 2009	707	Firm change after gap	Other
Q•••• • R•••••• I•••	B••• O• A•••••• I••••••••• S•••••••• I•••	Aug 27, 2004

Relationships

Registered with (4)

→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: current employment
Aug 3, 2009 to presentfactForm ADV
→ B••• O• A•••••• I••••••••• S•••••••• I•••Registered adviserregistration: previous registration
Aug 18, 2004 to Aug 27, 2007factForm ADV
→ Q•••• • R•••••• I•••Registered adviserregistration: previous registration
Jul 17, 2003 to Aug 27, 2004factForm ADV
→ T••••••••• F•••••••• A•••••••• L••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:53a87472-a04b-06b1-78e2-c05ad3865888
First observed: Feb 11, 2000
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.