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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
OKLAHOMA CITY, OK | Piedmont, OK
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Mar 5, 2021 | n/a | yes | OKLAHOMA CITY, OK|Piedmont, OK | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Apr 24, 2009 | Mar 15, 2021 | no | EDMOND, OK | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Jan 24, 1995 | May 14, 2009 | no | OKLAHOMA CITY, OK|OKLAHOMA CITY, OK | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | RAYMOND JAMES & ASSOCIATES, INC. | Mar 15, 2021 | Mar 5, 2021 | -10 | Firm change | Wirehouse to ibd |
| CITIGROUP GLOBAL MARKETS INC. | WELLS FARGO ADVISORS | May 14, 2009 | Apr 24, 2009 | -20 | Firm change | Other |