This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$150MItem 5.F on the latest filing (2026-03-14); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$150M

Private client RAUM

$149MderivedItem 5.D individuals plus high net worth individuals

Private client share

99%derivedprivate client RAUM over total RAUM

Advisors on IAPD

2

RAUM per advisor

$75.2Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

2

Advisory employees

2

Offices

0Schedule D 1.F, beyond the principal office

Accounts

679

Individual clients

149

High net worth clients

45

Custody, client assets

$36.8M

SEC number

801-115081

CRD

226575

Filings on the tape

15

First filed

Mar 27, 2019

Latest filed

Mar 14, 2026

Organised

Limited Liability Company, NY

Website

north-woods.com

• Occurred

  Mar 27, 2019
  First Form ADV filing

  North Woods Asset Management Llc filed its initial SEC registration (Form ADV)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:53b838f1-bbd8-e5ad-aab6-86b0d131d197

First observed

Mar 27, 2019

Last observed

Mar 14, 2026 6 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.