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CRD 145931
SAN LUIS OBISPO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| REW ALT-INCOME, LP | Hedge Fund | $29.5M | Mar 29, 2024 | 93 | Mar 30, 2012 | reported | 021-173516 |
| REW ALT-BALANCED, LP | Hedge Fund | $8.7M | Mar 29, 2024 | 62 | Jun 26, 2015 | reported | 021-242304 |
| REW ALT-EQUITY, LP | Hedge Fund | $2.6M | Mar 29, 2024 | 68 | Mar 30, 2012 | reported | 021-173525 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| KRILL, BRYAN, MATTHEW | CO-MANAGING MEMBER(10/2013) / PRIORCCO (02/2004-10/2013 & 1/16) / COO (1/2008) / PRESIDENT (1/2018) | B | yes | 01/2008 | Nov 10, 2011 | Mar 29, 2024 |
| Pazdan, Sarah | CHIEF COMPLIANCE OFFICER | Na | yes | 01/2020 | Mar 23, 2020 | Mar 29, 2024 |
| POCK, ALEXANDER, NO MI | DIRECTOR OF INVESTMENT OPERATIONS | Na | yes | 10/2013 | Nov 27, 2013 | Mar 29, 2024 |
| CALDWELL, RYAN, NICHOLAS | MEMBER/CO-MANAGING MEMBER(1/1/2018)/CHIEF EXECUTIVE OFFICER (1/1/2018) | B | no | 10/2013 | Nov 27, 2013 | Mar 29, 2024 |
| Carden, Megan, Ashley | Member | A | no | 01/2020 | Mar 6, 2023 | Mar 29, 2024 |
| O'HARA, PATRICK, COLM | Member | B | no | 10/2013 | Nov 27, 2013 | Mar 29, 2024 |
| WENGLIKOWSKI, JOAN, CLARE | Member | A | no | 10/2013 | Nov 27, 2013 | Mar 29, 2024 |
| WILSON, MATTHEW, RANDALL | Member | B | no | 10/2013 | Nov 27, 2013 | Mar 29, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2023 | Mar 29, 2024 | $1.1B | $1.1B | 22 | 12 | 1 | 3 | $40.7M |
| 2022 | Mar 6, 2023 | $1.0B | $1.0B | 22 | 12 | 1 | 3 | $40.7M |
| 2021 | Mar 23, 2022 | $1.2B | $1.2B | 20 | 14 | 1 | 3 | $36.6M |
| 2020 | Mar 30, 2021 | $1.1B | $1.0B | 20 | 12 | 0 | 3 | $43.7M |
| 2019 | Mar 23, 2020 | $985M | $979M | 19 | 12 | 0 | 3 | $43.7M |
| 2018 | Mar 28, 2019 | $832M | $826M | 17 | 12 | 0 | 3 | $44.8M |
| 2017 | Mar 29, 2018 | $892M | $885M | 16 | 12 | 0 | 3 | $48.2M |
| 2016 | Mar 19, 2017 | $755M | $749M | 14 | 9 | n/a | 3 | $48.9M |
| 2015 | Mar 24, 2016 | $738M | $733M | 13 | 10 | n/a | 3 | $51.9M |
| 2014 | Mar 25, 2015 | $737M | $735M | 14 | 8 | n/a | 2 | $41.4M |
| 2013 | Jan 31, 2014 | $690M | $689M | 13 | 8 | n/a | 2 | $36.1M |
| 2012 | Mar 12, 2013 | $602M | $601M | 12 | 8 | n/a | 2 | $28.3M |
| 2011 | Mar 30, 2012 | $538M | $537M | n/a | n/a | n/a | 2 | $27.5M |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2023 | $1.1B | $1.0B | 11.2% | $1.1B | 2.8% | 22 | 22 | 1 | 1 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| EP WEALTH ADVISORS | 9 | Apr 30, 2024 | Dec 15, 2025 | SAN LUIS OBISPO, CA | Firm absorbed | RIA to RIA | 90.0% |