DFX Intelligence

K•••• L••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor31 years in industry

K•••• L••• M•••••

Advisor at K••••••• A••••••• G••••

HOLLISTER, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 3, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••••• A••••••• G••••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Apr 1, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••••••• A••••••• G••••	Former SEC adviser	Oct 23, 2013	n/a	yes	HOLLISTER, CA	Current employment
I•••••••• A•••••••• L••	Bd affiliated wealth	Jul 7, 2011	Sep 6, 2013	no	FOSTER CITY, CA\|Urbandale, IA\|BURLINGAME, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I•••••••• A•••••••• L••	K••••••• A••••••• G••••	Sep 6, 2013	Oct 23, 2013	47	Firm change	Other
H• B•••• I•••	I•••••••• A•••••••• L••	Jul 20, 2011	Jul 7, 2011

Relationships

Registered with (5)

→ K••••••• A••••••• G••••Registered adviserregistration: current employment
Oct 23, 2013 to presentfactForm ADV
→ I•••••••• A•••••••• L••Registered adviserregistration: previous registration
Jul 7, 2011 to Sep 6, 2013factForm ADV
→ H• B•••• I•••Registered adviserregistration: previous registration
Sep 4, 2007 to Jul 20, 2011factForm ADV
→ C••••• A••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jul 3, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.