DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
HighPoint, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Nov 9, 2017 | n/a | yes | HighPoint, NC | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jun 4, 2014 | Nov 13, 2017 | no | HIGH POINT, NC|WINSTON-SALEM, NC|HIGH POINT, NC | Previous registration |
| OSAIC INSTITUTIONS, INC. | Bd affiliated wealth | Feb 19, 2013 | May 12, 2014 | no | HIGH POINT, NC|Midlothian, VA|Mayodan, NC | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Sep 26, 2011 | Feb 20, 2013 | no | SEAGROVE, NC|ABINGDON, VA|CHRISTIANSBURG, VA|DUBLIN, VA|MAX MEADOWS, VA|RADFORD, VA|WYTHEVILLE, VA|SALEM, VA|HIGH POINT, NC|FORT MILL, SC|HIGH POINT, NC|MOORESVILLE, NC|HARMONY, NC|THOMASVILLE, NC|THOMASVILLE, NC|ARCHDALE, NC|MAYODAN, NC|ASHEBORO, NC|DENTON, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Nov 13, 2017 | Nov 9, 2017 | -4 | Firm change | Other |
| OSAIC INSTITUTIONS, INC. | LPL FINANCIAL LLC | May 12, 2014 | Jun 4, 2014 | 23 | Firm change | Other |
| LPL FINANCIAL LLC | OSAIC INSTITUTIONS, INC. | Feb 20, 2013 | Feb 19, 2013 | -1 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6413:149018:NC:2017-11-13 | Nov 13, 2017 | Nov 9, 2017 | HIGH POINT, NC | Firm change |