DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at F•••• H•••••••• C••••••••• I•••
Vancouver, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| F•••• H•••••••• C••••••••• I••• | Bd affiliated wealth | Oct 11, 2022 | n/a | yes | Vancouver, WA | Current employment |
| D••• D••••••• • C•• | Independent wealth | Aug 19, 2019 | May 23, 2022 | no | PORTLAND, OR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| D••• D••••••• • C•• | F•••• H•••••••• C••••••••• I••• | May 23, 2022 | Oct 11, 2022 | 141 | Firm change | RIA to ibd |
| F•••• H•••••••• C••••••••• I••• | D••• D••••••• • C•• | Aug 19, 2019 | Aug 19, 2019 |
| F•••• H•••••••• C••••••••• I••• | Bd affiliated wealth | Jul 16, 2013 | Aug 19, 2019 | no | VANCOUVER, WA | Previous registration |
| S••••••• F•••••••• S•••••••• I••• | Former SEC adviser | Apr 6, 2011 | Mar 2, 2012 | no | Bellevue, WA|VANCOUVER, WA | Previous registration |
| V••• F•••••••• A•••••••• I••• | Bd affiliated wealth | Sep 9, 2005 | Jul 20, 2010 | no | Windsor, CT|WASHOUGAL, WA|CLACKAMAS, OR|WASHOUGAL, WA|WASHOUGAL, WA | Previous registration |
| 0 |
| Firm change |
| Ibd to RIA |
| S••••••• F•••••••• S•••••••• I••• | F•••• H•••••••• C••••••••• I••• | Mar 2, 2012 | Jul 16, 2013 | 501 | Firm change after gap | Other |
| V••• F•••••••• A•••••••• I••• | S••••••• F•••••••• S•••••••• I••• | Jul 20, 2010 | Apr 6, 2011 | 260 | Firm change | Other |