C•••• D• B••••

Advisor at M••••• S••••••

Chicago, IL | Gladstone, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:53cc5875-2f58-9e9f-351f-4e8832b9c488

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 16, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Oct 18, 1991earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Aug 31, 2017	n/a	yes	Gladstone, MO\|Chicago, IL	Current employment
C••••••••• S••••••••• C•••••• I••	Independent wealth	Jun 29, 2016	Jul 25, 2017	no	CHICAGO, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• S••••••••• C•••••• I••	M••••• S••••••	Jul 25, 2017	Aug 31, 2017	37	Firm change	Other
E•••••••• P••	C••••••••• S••••••••• C•••••• I••	Sep 2, 2016	Jun 29, 2016

Relationships

Registered with (4)

→ M••••• S••••••Registered adviserregistration: current employment
Aug 31, 2017 to presentfactForm ADV
→ C••••••••• S••••••••• C•••••• I••Registered adviserregistration: previous registration
Jun 29, 2016 to Jul 25, 2017factForm ADV
→ E•••••••• P••Registered adviserregistration: previous registration
Sep 4, 2013 to Sep 2, 2016factForm ADV
→ V••••• C•••••• P•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:53cc5875-2f58-9e9f-351f-4e8832b9c488
First observed: Nov 16, 2006
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.