DFX Intelligence

A•• O•••••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

A•• O•••••••• M•••••

Advisor at M••••• S••••••

Stamford, CT

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Search this name across graphsid dfx:ria:53d0a30f-21e2-6239-8601-f55dce3f265d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Nov 20, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Sep 11, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Jan 18, 2017	n/a	yes	Stamford, CT	Current employment
C•••••••• G••••• M•••••• I•••	Bd affiliated wealth	Nov 20, 2015	Dec 22, 2016	no	Ossining, NY\|BEDFORD VILLAGE, NY\|LONG ISLAND CITY, NY\|Westlake Village, CA\|Stamford, CT\|Long Island City, NY\|Mount Kisco, NY\|Bay Shore, NY\|Gloucester, VA\|Mount Kisco, NY\|Bedford Village, NY\|Gloucester, VA\|Thornwood, NY\|Boca Raton, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• G••••• M•••••• I•••	M••••• S••••••	Dec 22, 2016	Jan 18, 2017	27	Firm change	Other

Relationships

Registered with (2)

→ M••••• S••••••Registered adviserregistration: current employment
Jan 18, 2017 to presentfactForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
Nov 20, 2015 to Dec 22, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:53d0a30f-21e2-6239-8601-f55dce3f265d
First observed: Nov 20, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.