DFX Intelligence

M•••••• L• W•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner13 years in industry

M•••••• L• W•••••••

Advisor at I••••• A••••••• G••••

DUXBURY, MA

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Search this name across graphsid dfx:ria:53e3de0c-c7e9-4008-820d-2848baab2694

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 16, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••• A••••••• G••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Nov 12, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••• A••••••• G••••	State registered	Jan 22, 2021	n/a	yes	DUXBURY, MA	Current employment
H••••••• I••••••••	n/a	May 12, 2020	Feb 19, 2021	no	Huntingdon Valley, PA\|KNOXVILLE, TN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H••••••• I••••••••	I••••• A••••••• G••••	Feb 19, 2021	Jan 22, 2021	-28	Firm change	Other
P••• A••••• S••••••••• L••	H••••••• I••••••••	May 19, 2020	May 12, 2020

Relationships

Registered with (3)

→ I••••• A••••••• G••••Registered adviserregistration: current employment
Jan 22, 2021 to presentfactForm ADV
→ H••••••• I••••••••Registered adviserregistration: previous registration
May 12, 2020 to Feb 19, 2021factForm ADV
→ P••• A••••• S••••••••• L••Registered adviserregistration: previous registration
Sep 16, 2014 to May 19, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:53e3de0c-c7e9-4008-820d-2848baab2694
First observed: Sep 16, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.