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E•••••• H••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

E•••••• H••••••••

Advisor at I••••••••• W••••• N••••••• I•••

URBANDALE, IA | El Paso, TX

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Search this name across graphsid dfx:ria:53e5a167-2309-b9ee-1d9b-7b4ae2a49102

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 1, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• W••••• N••••••• I•••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 29, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• W••••• N••••••• I•••	I•••••••••_WEALTH	Oct 18, 2017	n/a	yes	El Paso, TX\|URBANDALE, IA	Current employment
I••••••••• A••••••• C•••	Former SEC adviser	Jan 6, 2015	Sep 29, 2017	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• A••••••• C•••	I••••••••• W••••• N••••••• I•••	Sep 29, 2017	Oct 18, 2017	19	Firm change	Other
C•••••••• F••••••••• I•••	I••••••••• A••••••• C•••	Dec 31, 2014

Relationships

Registered with (4)

→ I••••••••• W••••• N••••••• I•••Registered adviserregistration: current employment
Oct 18, 2017 to presentfactForm ADV
→ I••••••••• A••••••• C•••Registered adviserregistration: previous registration
Jan 6, 2015 to Sep 29, 2017factForm ADV
→ C•••••••• F••••••••• I•••Registered adviserregistration: previous registration
Aug 17, 2009 to Dec 31, 2014factForm ADV
→ E•••••••• A•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:53e5a167-2309-b9ee-1d9b-7b4ae2a49102
First observed: Jan 1, 2001
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.