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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

JOSEPH ANDERSON

Advisor at TD PRIVATE CLIENT WEALTH LLC

Greenville, SC | Charlotte, NC

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Search this name across graphsid dfx:ria:53ea3991-2912-9296-3827-1bea39e2f1f8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Aug 19, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TD PRIVATE CLIENT WEALTH LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 12, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Mar 12, 2013
First registration: Aug 19, 2015
Dual registered: yes, broker-dealer
Other names: JOSEPH ANDERSON|JOSEPH A ANDERSON|JOSEPH ALEXANDEER ANDERSON|JOE A ANDERSON|JOE ANDERSON|JOSPEH ALEXANDER ANDERSON|JOSEPH ALEXANDER ANDERSON
IAPD individual key: 6123138

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TD PRIVATE CLIENT WEALTH LLC	Bd affiliated wealth	Sep 12, 2025	n/a	yes	Charlotte, NC\|Greenville, SC	Current employment
VANGUARD ADVISERS, INC.	Bd affiliated wealth	Mar 17, 2025	Aug 18, 2025	no	CHARLOTTE, NC\|CHARLOTTE, NC	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Sep 29, 2022	Sep 20, 2024	no	ST PETERSBURG, FL	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Aug 19, 2015	Sep 15, 2022	no	CHARLOTTE, NC\|SOUTH PASADENA, FL\|SARASOTA, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
VANGUARD ADVISERS, INC.	TD PRIVATE CLIENT WEALTH LLC	Aug 18, 2025	Sep 12, 2025	25	Firm change	Ibd to ibd
CETERA INVESTMENT ADVISERS LLC	VANGUARD ADVISERS, INC.	Sep 20, 2024	Mar 17, 2025	178	Firm change	Ibd to ibd
WELLS FARGO ADVISORS	CETERA INVESTMENT ADVISERS LLC	Sep 15, 2022	Sep 29, 2022	14	Firm change	Wirehouse to ibd

Relationships

Registered with (4)

→ TD PRIVATE CLIENT WEALTH LLCRegistered adviserregistration: current employment
Sep 12, 2025 to presentfactForm ADV
→ VANGUARD ADVISERS, INC.Registered adviserregistration: previous registration
Mar 17, 2025 to Aug 18, 2025factForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Sep 29, 2022 to Sep 20, 2024factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Aug 19, 2015 to Sep 15, 2022factForm ADV

Dated events

Occurred
Aug 18, 2025
Advisor changed firm
Joseph Anderson left Vanguard Advisers, Inc. for Td Private Client Wealth Llc (registered 2025-09-12)
Form ADVobserved 6 days ago
Occurred
Sep 20, 2024
Advisor changed firm
Joseph Anderson left Cetera Investment Advisers Llc for Vanguard Advisers, Inc. (registered 2025-03-17)
Form ADVobserved 6 days ago
Occurred
Sep 15, 2022
Advisor changed firm
Joseph Anderson left Wells Fargo Advisors for Cetera Investment Advisers Llc (registered 2022-09-29)
Form ADVobserved 6 days ago