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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

DELPHIA POLLE

Advisor at INGALLS INVESTMENT MANAGEMENT, LLC

NEW YORK, NY

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Search this name across graphsid dfx:ria:53ea8d6a-971c-1a8d-9320-60d86eb67a49

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Apr 29, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INGALLS INVESTMENT MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 46
Exams: S65|S63
First exam: Apr 8, 2014
First registration: Apr 29, 2014
Dual registered: yes, broker-dealer
IAPD individual key: 6170028

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INGALLS INVESTMENT MANAGEMENT, LLC	Independent wealth	Aug 10, 2026	n/a	yes	NEW YORK, NY	Current employment
CITI PRIVATE ADVISORY, LLC	Former SEC adviser	Jul 19, 2022	Jun 30, 2010	no	TAMPA, FL\|New York, NY\|New York, NY	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Jul 19, 2022	May 13, 2024	no	New York, NY\|New York, NY\|TAMPA, FL\|New York, NY\|NEW YORK, NY	Previous registration
TRANSATLANTIQUE PRIVATE WEALTH LLC	Independent wealth	Apr 29, 2014	Jun 22, 2022	no	NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CITIGROUP GLOBAL MARKETS INC.	INGALLS INVESTMENT MANAGEMENT, LLC	May 13, 2024	Aug 10, 2026	819	Firm change after gap	Ibd to RIA
TRANSATLANTIQUE PRIVATE WEALTH LLC	CITI PRIVATE ADVISORY, LLC	Jun 22, 2022	Jul 19, 2022	27	Firm change	Other
CITI PRIVATE ADVISORY, LLC	CITIGROUP GLOBAL MARKETS INC.	Jun 30, 2010	Jul 19, 2022	4,402	Bulk transfer	Other

Relationships

Registered with (4)

→ INGALLS INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: current employment
Aug 10, 2026 to presentfactForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Jul 19, 2022 to May 13, 2024factForm ADV
→ TRANSATLANTIQUE PRIVATE WEALTH LLCRegistered adviserregistration: previous registration
Apr 29, 2014 to Jun 22, 2022factForm ADV
→ CITI PRIVATE ADVISORY, LLCRegistered adviserregistration: previous registration
Jul 19, 2022 to Jun 30, 2010factForm ADV

Dated events

Occurred
May 13, 2024
Advisor changed firm
Delphia Polle left Citigroup Global Markets Inc. for Ingalls Investment Management, Llc (registered 2026-08-10)
Form ADVobserved 6 days ago
Occurred
Jun 22, 2022
Advisor changed firm
Delphia Polle left Transatlantique Private Wealth Llc for Citi Private Advisory, Llc (registered 2022-07-19)
Form ADVobserved 6 days ago