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RIA / WealthAdvisor18 years in industry

JAMES THOMAS RUFFIN

Advisor at ELEMENTAL CAPITAL MANAGEMENT, LLC

HENRICO, VA

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Search this name across graphsid dfx:ria:53fa54c9-0ee9-ce1a-1c4f-2040d8da88a4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 11, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ELEMENTAL CAPITAL MANAGEMENT, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 27, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Sep 27, 2007
First registration: Oct 11, 2007
Dual registered: no
Other names: JAMES T RUFFIN
IAPD individual key: 5390979

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ELEMENTAL CAPITAL MANAGEMENT, LLC	State registered	Feb 8, 2018	n/a	yes	HENRICO, VA	Current employment
WELLS FARGO ADVISORS	Wirehouse	Oct 1, 2010	Feb 8, 2018	no	RICHMOND, VA\|RICHMOND, VA\|NORTH CHESTERFIELD, VA\|RICHMOND, VA\|NORTH CHESTERFIELD, VA\|MIDLOTHIAN, VA\|RICHMOND, VA	Previous registration
SUNTRUST INVESTMENT SERVICES, INC.	Former SEC adviser	Jul 14, 2008	Oct 4, 2010	no	ROANOKE, VA	Previous registration
EDWARD JONES	National bd RIA	Oct 11, 2007	Apr 28, 2008	no	SUMMERVILLE, SC\|ST LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	ELEMENTAL CAPITAL MANAGEMENT, LLC	Feb 8, 2018	Feb 8, 2018	0	Firm change	Wirehouse to state RIA
SUNTRUST INVESTMENT SERVICES, INC.	WELLS FARGO ADVISORS	Oct 4, 2010	Oct 1, 2010	-3	Firm change	Other
EDWARD JONES	SUNTRUST INVESTMENT SERVICES, INC.	Apr 28, 2008	Jul 14, 2008	77	Firm change	Other

Relationships

Registered with (4)

→ ELEMENTAL CAPITAL MANAGEMENT, LLCRegistered adviserregistration: current employment
Feb 8, 2018 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Oct 1, 2010 to Feb 8, 2018factForm ADV
→ SUNTRUST INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Jul 14, 2008 to Oct 4, 2010factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Oct 11, 2007 to Apr 28, 2008factForm ADV

Dated events

No dated event names this entity yet.