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Advisor at STONEX ADVISORS INC.
BIRMINGHAM, AL | Glastonbury, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STONEX ADVISORS INC. | Bd affiliated wealth | Jan 30, 2015 | n/a | yes | Glastonbury, CT|BIRMINGHAM, AL | Current employment |
| STERNE AGEE INVESTMENT ADVISOR SERVICES, INC. | Former SEC adviser | Jun 7, 2013 | Jan 30, 2015 | no | YOUNGSTOWN, OH|HARTFORD, CT | Previous registration |
| PARK AVENUE SECURITIES LLC | Bd affiliated wealth | Aug 19, 2009 | Jun 17, 2013 | no | GLASTONBURY, CT|WEST HARTFORD, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STERNE AGEE INVESTMENT ADVISOR SERVICES, INC. | STONEX ADVISORS INC. | Jan 30, 2015 | Jan 30, 2015 | 0 | Bulk transfer | Other |
| PARK AVENUE SECURITIES LLC | STERNE AGEE INVESTMENT ADVISOR SERVICES, INC. | Jun 17, 2013 | Jun 7, 2013 | -10 | Firm change | Other |