DFX Intelligence

C••••• E••••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor10 years in industry

C••••• E••••••• S••••••

Advisor at S•••••••• A••••••••• L••

SACRAMENTO, CA | Sacramento, CA

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Search this name across graphsid dfx:ria:540caff2-ad0e-49ee-0bec-f159b29affe6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jun 21, 2022 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• A••••••••• L••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• A••••••••• L••	Former SEC adviser	Sep 19, 2022	n/a	yes	Sacramento, CA\|SACRAMENTO, CA	Current employment
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Jun 21, 2022	Dec 31, 2022	no	Sacramento, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• I••••••••• R••••••• A•••••••• I•••	S•••••••• A••••••••• L••	Dec 31, 2022	Sep 19, 2022	-103	Firm change after gap	Ibd to new firm

Team moves

••• Locked

Team	Left	Joined	From	Kind
134139:316858:CA:2022-12-31	Dec 31, 2022	Sep 19, 2022	SACRAMENTO, CA	Firm change after gap

Relationships

Registered with (2)

→ S•••••••• A••••••••• L••Registered adviserregistration: current employment
Sep 19, 2022 to presentfactForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jun 21, 2022 to Dec 31, 2022factForm ADV

Dated events

Occurred
Dec 31, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:540caff2-ad0e-49ee-0bec-f159b29affe6
First observed: Jun 21, 2022
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.