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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

GELLER & LEHMANN, LLC

CRD 132310

BALTIMORE, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5415a5c4-dd83-8722-e752-b7a066c25eba

Data as of Jun 29, 2020 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Aug 24, 2012 to Jun 29, 2020
7 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $156MItem 5.F on the latest filing (2020-06-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $154MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2
Advisory employees: 2
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 105
Individual clients: 0
High net worth clients: 43
Custody, client assets: $0
SEC number: 801-117183
CRD: 132310
Filings on the tape: 7
First filed: Aug 24, 2012
Latest filed: Jun 29, 2020
Organised: Limited Liability Company, Maryland

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GELLER, SANDRA, V.	Cco	D	yes	01/2007	Aug 24, 2012	Jun 29, 2020
LEHMANN, DAVID, C	Member	D	yes	03/2003	Aug 24, 2012	Jun 29, 2020

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
COOPER & LEHMANN LLC	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
NEWTON CENTRE	Ma	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Apr 29, 2020	$156M	$0	2	2	1	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$156M	n/a	n/a	n/a	n/a	2	n/a	1	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
THE FAMILY FINANCIAL GROUP	2	Nov 2, 2020	Feb 8, 2023	BALTIMORE, MD	Team lift out	RIA to state RIA	100.0%

Relationships

Controls (2)

← LEHMANN, DAVID, COwnerMEMBER, ownership code D, individual
Aug 24, 2012 to presentfactForm ADV
← GELLER, SANDRA, V.OwnerCCO, ownership code D, individual
Aug 24, 2012 to presentfactForm ADV

Moved with (1)

→ THE FAMILY FINANCIAL GROUPRegistered adviser2 advisors, team lift out, same day
Nov 2, 2020 to Feb 8, 2023factForm ADV

Registered with (2)

← DAVID C LEHMANNAdvisorregistration: previous registration
Nov 10, 2006 to Nov 2, 2020factForm ADV
← SANDRA V. GELLERAdvisorregistration: previous registration
Aug 31, 2012 to Nov 2, 2020factForm ADV

Dated events

Occurred
Jul 17, 2019
First Form ADV filing
Geller & Lehmann, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5415a5c4-dd83-8722-e752-b7a066c25eba
First observed: Aug 24, 2012
Last observed: Jun 29, 2020 75 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GELLER & LEHMANN, LLC

CRD 132310

BALTIMORE, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5415a5c4-dd83-8722-e752-b7a066c25eba

Data as of Jun 29, 2020 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:53 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GELLER, SANDRA, V.

Cco

yes

01/2007

Aug 24, 2012

Jun 29, 2020

LEHMANN, DAVID, C

Member

yes

03/2003

Aug 24, 2012

Jun 29, 2020

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

COOPER & LEHMANN LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

NEWTON CENTRE

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2019

Apr 29, 2020

$156M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2019

$156M

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

THE FAMILY FINANCIAL GROUP

Nov 2, 2020

Feb 8, 2023

BALTIMORE, MD

Team lift out

RIA to state RIA

100.0%