DFX Intelligence

C•• P•••••• E•••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

C•• P•••••• E•••••

CAI MANAGERS & CO., L.P., CRD 161415

BROOKLYN, NY

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Search this name across graphsid dfx:ria:54187f09-3873-8e55-b8f4-646401132521

Data as of Apr 3, 2019 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 1
On other graphs: 1
Observed: Apr 3, 2012 to Apr 3, 2019
19 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

C•• P•••••• E•••••

P•••••• equity manager · key crd, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $265M••• Locked
Discretionary RAUM: $265M
P•••••• client RAUM: $0derived••• Locked
P•••••• client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5
Advisory employees

P•••••• funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C•• C•••••• P••••••• • C•• I•• L•••	P•••••• Equity Fund	$139M	Feb 10, 2022	22	Apr 3, 2012	reported	n/a
C•• P••••••• • C•• I•• L•••	P•••••• Equity Fund	$72.3M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•• A•• C••	GENERAL PARTNER	Na	yes	06/1997	Apr 3, 2012	Apr 3, 2019
F••• T•••• I• M•••••••• I•••	MANAGING PARTNER - LIMITED PARTNER	C	yes	01/2012	Apr 4, 2016	Apr 3, 2019

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C•• C•••••• P••••••• G• • C•• I••• L•••	n/a	n/a	n/a	N	yes	n/a
C•• C•••••• P••••••• G• • C•• I•• L•••	n/a	n/a	n/a	N	yes	n/a
C•• P••••••• G• • C•• I••• L•••

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Vancouver	n/a	Canada	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	P•••••• funds	Fund GAV
2018	Mar 29, 2019

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$265M	$293M	-9.6%	$234M	4.2%	5	5	1	1

Relationships

Advises (7)

→ C•• C•••••• P••••••• • C•• I•• L•••Private fundP•••••• Equity Fund, ERA
Apr 3, 2012 to presentfactForm ADV
→ C•• P••••••• • C•• I•• L•••Private fundP•••••• Equity Fund, ERA
Apr 3, 2012 to presentfactForm ADV
→ C•• C•••••• P••••••• • C•• I••• L•••Private fundP•••••• Equity Fund, IA
Apr 3, 2012 to presentfactForm ADV
→ C•• P••••••• • C•• I••• L•••

Dated events

Occurred
May 22, 2020
Ria registration change
••• Locked
Form ADVobserved today

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:54187f09-3873-8e55-b8f4-646401132521
First observed: Apr 3, 2012
Last observed: Apr 3, 2019 91 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.