DFX Intelligence

S•••••• C•••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 100m 1b

S•••••• C•••••• L•

CRD 297691

SAINT AUGUSTINE, FL

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Search this name across graphsid dfx:ria:542d0394-963f-cb86-5676-20de1ef67494

Data as of Apr 22, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 1
Observed: Apr 22, 2026 to Apr 22, 2026
1 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Family Officesidentity

S•••••• C•••••• L•

Family office · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.0 fund_share=0.47 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $157M••• Locked
Discretionary RAUM: $157M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
P••• F••••• O••••• F•••• L•	Hedge Fund	$60.4M	Mar 26, 2024	11	Jul 13, 2018	reported	021-398500
P••• C•••••• F•••• L•	Hedge Fund	$9.0M	Mar 29, 2021

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
S••••••••• K•••• K••••••••	MANAGING PARTNER & CHIEF COMPLIANCE OFFICER	E	yes	05/2018	Apr 22, 2026	Apr 22, 2026
S•••••• L••	GENERAL PARTNER	Na	yes	05/2018	Apr 22, 2026	Apr 22, 2026

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 22, 2026	$157M	$157M	3	1	1	1	n/a

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$157M	n/a	n/a	n/a	n/a	3	n/a	1	n/a

Relationships

Controls (2)

← S•••••• L••OwnerGENERAL PARTNER, ownership code NA, domestic entity
Apr 22, 2026 to presentfactForm ADV
← S••••••••• K•••• K••••••••OwnerMANAGING PARTNER & CHIEF COMPLIANCE OFFICER, ownership code E, individual
Apr 22, 2026 to presentfactForm ADV

Advises (2)

→ P••• F••••• O••••• F•••• L•Private fundHedge Fund, ERA
Jul 13, 2018 to presentfactForm ADV
→ P••• C•••••• F•••• L•

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:542d0394-963f-cb86-5676-20de1ef67494
First observed: Apr 22, 2026
Last observed: Apr 22, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.