DFX Intelligence

B•••• R•••••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

B•••• R•••••• C•••••

Advisor at I••••••••• F•••••••• G••••• L••

Oceanside, CA

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Search this name across graphsid dfx:ria:543115b7-cf27-7b8e-f600-45668878ac2f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 9, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• F•••••••• G••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 9, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• F•••••••• G••••• L••	Bd affiliated wealth	Nov 19, 2015	n/a	yes	Oceanside, CA	Current employment
V••• F•••••••• A•••••••• I•••	Bd affiliated wealth	Jun 14, 2012	Nov 23, 2015	no	OCEANSIDE, CA\|LA VERNE, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V••• F•••••••• A•••••••• I•••	I••••••••• F•••••••• G••••• L••	Nov 23, 2015	Nov 19, 2015	-4	Firm change	Other
C•••• I••••••••• S••••••• C••••	V••• F•••••••• A•••••••• I•••	Jun 13, 2012	Jun 14, 2012

Relationships

Registered with (5)

→ I••••••••• F•••••••• G••••• L••Registered adviserregistration: current employment
Nov 19, 2015 to presentfactForm ADV
→ V••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jun 14, 2012 to Nov 23, 2015factForm ADV
→ C•••• I••••••••• S••••••• C••••Registered adviserregistration: previous registration
Aug 10, 2010 to Jun 13, 2012factForm ADV
→ N••• F•••••••• G••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:543115b7-cf27-7b8e-f600-45668878ac2f
First observed: Jan 9, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.